Regulations
Regulations and fee tables
Terms and conditions for the provision of brokerage services
Regulations for the provision of services for the execution of orders for the purchase or disposal of financial instruments and the provision of other related brokerage services.
Commission and fees table
Commission and Fees Table for Brokerage Services.
The brokerage commissions specified in the Table of Commissions and Fees as “negotiated” are determined in agreement with the Client before the commencement of the provision of a given service, where in determining their amount the Brokerage House takes into account the complexity of the service provided, the assumed scope of work related to its non-standard nature, and in the case of package orders, the value of the order, the type of financial instrument to which the order relates and the level of the price specified by the Client for the execution of the order.
Whenever the Table of commissions and fees refers to the trade repository, it should be understood as the repository of transactions maintained by KDPW_CCP S.A. and the applicable rates of fees and commissions, published on the website of KDPW CCP S.A. whenever the Table of commissions and fees refers to the rates of fees and commissions of KDPW S.A., this should be understood as the table of fees and commissions of KDPW S.A. published on the website KDPW_CCP S.A.The bank, accepting cash payments from the Client, may charge fees in accordance with the table of fees and commissions applicable in a given bank, which the customer should read before making a deposit.
Regulations for the preparation of analyses and recommendations
Regulations for the provision of services in the field of preparation of Analyses and Recommendations.
Rules of the Register of Shareholders
Rules of keeping a register of shareholders by Trigon Dom Maklerski.
Terms and conditions of deposit
Regulation of the deposit of non-public market instruments.
Table of fees and commissions for keeping a deposit
Table of commissions and fees for the provision of services and the implementation of activities and operations related to keeping a deposit of instruments of the non-public market.
Forms and statements
EU regulations
MiFID II
Trigon Dom Maklerski has implemented a package of regulations adopted by the European Parliament in 2014, including the Directive and Regulation of the European Parliament and of the Council on markets in financial instruments, as well as European and national implementing rules.
Regulation S / U.S. Citizens
Disclaimers Regarding the Trading of Shares Subject to Restrictions Under U.S. Securities Law
CRS
Trigon Brokerage House ("Trigon Dom Maklerski") has adopted the CRS (Common Reporting Standard) to help combat tax evasion. In line with CRS regulations, financial institutions, including Trigon Brokerage House, are required to determine the tax residency of their clients to ensure proper tax obligations are met
FATCA
Trigon Dom Maklerski has implemented the law introduced by the United States, which obliges foreign (including Polish) financial institutions to report to the U.S. Internal Revenue Service (IRS) about accounts held for U.S. taxpayers.
EMIR
Trigon Dom Maklerski has implemented the Regulation of the European Parliament and the Council (EU) regarding over-the-counter (OTC) derivatives, central counterparties, and trade repositories.
GDPR
Trigon Dom Maklerski processes personal data in accordance with applicable laws and regulations on data protection and makes every effort to ensure the security and protection of personal data during processing.
Other regulations
ESG
Information Regarding Actions on Disclosing Information Related to Sustainability in the Financial Services Sector
Complaints
Trigon Dom Maklerski has introduced and applies the provisions of the Act on the Handling of Complaints by Financial Market Entities
Legal Disclaimer
Legal Disclaimers and Exclusions of Liability
Privacy Policy
Information About Cookies and the Data Collected Through Them
Information materials and communication
Communication with Shareholders
Information for Shareholders of Trigon Dom Maklerski S.A.
Financial Reports and Capital Adequacy
Financial Statements, Capital Adequacy, and Risk Management
Policy on Fixed and Variable Compensation Components
Trigon Dom Maklerski has implemented and enforces the Policy on Fixed and Variable Compensation Components for individuals whose activities have a significant impact on the risk profile.
Corporate Governance
A set of principles defining the relationships of supervised institutions, the organization and functioning of internal supervision, key internal systems and functions, as well as statutory bodies and the principles of their cooperation.